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Title posted on CareerBeacon -
First Nations Metis Inuit - Senior Manager, Compliance & Operations - Toronto 1
Posted on
June 28, 2024
by
Employer details
Scotiabank
Job details
Requisition ID: 202310Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Considering a career in Capital Markets? Cedar Leaf Capital, Canada's first Indigenous-owned and operated Investment Dealer (pending regulatory approval), is hiring in the areas of Finance, Operations, Compliance and Debt Capital Markets (Front Office). If you have an interest in accelerating your career with a niche entity focused on expanding Indigenous advancement in Canada's capital markets and creating commercial opportunities and broader connections for Indigenous communities, consider joining the Cedar Leaf team! The CompanyCedar Leaf Capital raises new financing for Canadian Corporate and Government issuers through participation in debt underwriting syndicates on the primary market. As a member of the Scotiabank group of companies, Cedar Leaf Capital benefits from the expertise and resources of the Bank, including those of the Global Banking and Markets (GBM) business and their deep Capital Markets and Investment Banking knowledge and experience. Become part of an innovative Capital Markets and Investment Banking business with a unique geographic footprint that puts capital to work for our clients! We work together to drive ambition for every Indigenous future! This opportunity is open to Indigenous Peoples in Canada, include First Nations, Métis and Inuit people. Only those Indigenous peoples who come from Turtle Island or North America should identify themselves as belonging to this designated group. We invite you to apply if you are eligible under this definition and are willing to (voluntarily) self-identify as an Indigenous Person in Canada . Purpose:As the Senior Manager, Compliance & Operations, you will be integral to the ongoing maintenance of the Firm's regulatory compliance program, working in partnership with other key stakeholders across Cedar Leaf and Scotiabank.You will provide effective management of the Firm's regulatory compliance program, including maintenance of relevant and up to date policies and procedures, co-ordination of training, advising Firm personnel on compliance matters, and providing support for inquiries from regulators, auditors, or other stakeholders within or outside the Firm and Scotiabank. You will contribute to Cedar Leaf Capital and Scotiabank Global Banking & Market's strategic objectives while ensuring compliance with regulatory, legislative (Privacy, AML, etc.) and Scotiabank requirements. You will contribute to the timely completion of compliance-related reporting to the CCO, Ultimate Designated Person (UDP), the Cedar Leaf Board of Directors, and other stakeholders. From time to time, you may be expected to act as back-up to the Firm's Chief Compliance Officer (CCO) and to represent the Firm at various committees and working groups of the Investment Industry or Indigenous community where warranted. What You'll Do: Support Cedar Leaf's CCO in effectively managing the Firm's compliance program under Canadian securities regulation and Scotiabank expectations; Stay current about new and emerging Canadian Investment Regulatory Organization (CIRO) and other relevant securities regulation and best practices and changes in Cedar Leaf or Scotiabank's business organization and infrastructure, updating Cedar Leaf's compliance policies and procedures as required; Deliver efficient and effective compliance support and advice to Cedar Leaf Capital employees and communicate relevant changes to the Firm's policies and procedures or applicable regulatory requirements which govern their activities; Perform compliance tasks as required to monitor and assess Firm and employee compliance with applicable regulations, Cedar Leaf and Scotiabank policies and procedures; Report to the CCO as soon as possible any indications that the Firm or individuals acting on its behalf may be non-compliant with internal policies and procedures, CIRO requirements or se
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LocationToronto, ON
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SalaryNot available
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Terms of employment
Full time
- Start date
Starts as soon as possible
- vacancies
1 vacancy
- Source
CareerBeacon
#2090088
Advertised until
2024-07-28
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