internal audit services manager
Title posted on CareerBeacon -
Group Manager, AML Financial Crime Risk Investigation
Posted on
October 02, 2024
by
Employer details
TD Bank
Job details
Work Location:CanadaHours:37.5Line of Business:Financial Crime Risk ManagementPay Details:We're committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role.Job Description:TD Securities High Risk Customer Program conducts enhanced due diligence investigation, initial, trigger and periodic reviews of high-risk customers within the TD Securities (TDS) business line with presence including Asia, Europe, US and Canada.Within the TDS High Risk Customer Program, there is a specialized unit consisting of subject matter experts and investigators with accountabilities for conducting these investigation, initial, trigger and periodic reviews of customers who are deemed potentially higher risk and other referrals relating to financial crime including money laundering, terrorist financing, sanctions, fraud, anti-bribery, and anti-corruption associated with TD Securities capital markets program.The Group Manager, AML Financial Crime Risk Investigation (TDS Enhanced Due Diligence, High Risk Customer Program) reports to the Senior Manager, AML Financial Crime Investigations (AML Enhanced Due Diligence, High Risk Customer Program) and the Associate Vice President (AVP), Head of Canada Enhanced Due Diligence and Politically Exposed Person Programs.The Group Manager supports the Senior Manager, and the AVP with the management and oversight of the TDS High Risk Customer Program while partnering with internal and external stakeholders including sanctions, Global Transaction Banking, capital markets and compliance stakeholders as well as working with other people managers and investigators to ensure the controls are designed and operating effectively to mitigate the risk and compliance with regulatory requirements as well as the Bank's systems of internal controls. Additionally, the Group Manager is accountable and support with the following:Provide support to the Senior Manager and the AVP with the oversight and management of the TDS High Risk Customer Program.Provide guidance, direction, oversee and lead a team of AML Financial Crime Investigators who conduct EDD of TDS high risk customers as well as other AML Financial Crime Investigators tasked with conducting maker/checkers and/or quality controls while promoting a culture of compliance and an environment of ongoing employee development and feedback.Ensure investigations, initial and periodic reviews of TDS high risk customers are risk assessed, reviewed, and assigned on a risk based prioritization approach and timely manner.Provide oversight of the enhanced due diligence investigation, initial, trigger and periodic reviews of TDS high risk customers in accordance with the prescribed timelines including internal controls, procedures, and regulatory requirements.Ensure the regulatory reporting is conducted in a timely manner and/or without delay while adhering to regulatory requirements and internal controls.Ensures that other ongoing activities are performed according to established policies and procedures.Lead a team of AML Financial Crime Investigators who conduct EDD to achieve business / operational objectives, maintain effective day-to-day operations and deliver quality service and transaction processing consistent with business objectivesAdditionally, Group Manager oversees and manages the control activities of the TDS High Risk Customer Program as well as a team of AML Financial Crime Investigators who are responsible for conducting EDD of various TDS customers who have been deemed high risk, mitigation of risk such as recommendation to demarket/exit relationships, timely and/or without delay regulatory reporting of potential money laundering and terrorist financing activities.CUSTOMERLead a team of professionals and managers to achieve business / operational objectives, maintain effective day-to-day operati
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LocationToronto, ON
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Workplace information
On site
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SalaryNot available
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Terms of employment
Permanent employmentFull time
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Starts as soon as possible
- vacancies
1 vacancy
- Source
CareerBeacon
#2110348
Advertised until
2024-10-31
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