Job requirements Financial Compliance Officer in the Winnipeg Region
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Find out what you typically need to work as a financial compliance officer in the Winnipeg Region. These requirements are applicable to all Other financial officers (NOC 11109).

Employment requirements

This is what you typically need for the job.

  • A bachelor's degree in business administration, commerce, economics or a related field is usually required.
  • Various training programs and courses are offered by financial institutes and organizations, such as the Canadian Securities Institute, Institute of Canadian Bankers, CFA Institute, Investment Funds Institute and Trust Companies Institute of Canada, and may be required by employers.
  • A recognized financial designation may be required (CFA, CIM or others).
  • Financial examiners and inspectors may require a recognized accounting designation.
  • Mortgage brokers require a mortgage broker licence in British Columbia, Alberta, Saskatchewan, Manitoba, Ontario, Quebec, New Brunswick, Newfoundland and Labrador and Nova Scotia.

Source National Occupational Classification

Professional certification and licensing

Manitoba

If this occupation is regulated, you may need to get a professional license from a regulatory authority before you can start working. Licensing can be compulsory or voluntary, depending on the occupation.

  • If the licence is compulsory, you must be certified before you can practise the occupation and use the professional designation.
  • If the licence is voluntary, you don’t need to be certified to practise this occupation.

Find out if this occupation is regulated and contact the regulatory authority to learn about the certification process.

Job title Underwriter
Regulated
Job title Mortgage Broker
Regulated

Source Foreign Credential Recognition Program - ESDC

Find out where this occupation is regulated in Canada

List of Associations

Associations are organizations that may provide news to its members about networking events, professional development and other common issues for people working in the same industry.

Job title Underwriter
Regulated
Job title Mortgage Broker
Regulated
List of Associations
Associations Contact information
Regional level
Advocis - Financial Advisors Association - Winnipeg Chapter

PO Box 37004, RPO St. Vital Centre, Winnipeg MB, R2M 5R3

Phone number 204 - 2313628

Do you want to work in another province or territory?

If you are already certified to work in a regulated occupation in your province or territory, it will be easier for you to have your certification recognized in another province or territory. See the Workers Mobility's website to learn more.

Labour Market Information Survey
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